請用此 Handle URI 來引用此文件：
http://tdr.lib.ntu.edu.tw/jspui/handle/123456789/38741完整後設資料紀錄
| DC 欄位 | 值 | 語言 |
|---|---|---|
| dc.contributor.advisor | 洪茂蔚 | |
| dc.contributor.author | Alina Chen | en |
| dc.contributor.author | 陳怡菁 | zh_TW |
| dc.date.accessioned | 2021-06-13T16:44:16Z | - |
| dc.date.available | 2006-07-04 | |
| dc.date.copyright | 2005-07-04 | |
| dc.date.issued | 2005 | |
| dc.date.submitted | 2005-06-30 | |
| dc.identifier.citation | ABN Amro, 2002, “ABN Amro Launches Multi-Strategy Fund—the first Hedge Fund authorized and registed in Singapore.”
Ambrosini, Peter, 2002, “Investment Company Regulation and Compliance: Derivatives.” Andy Serwer, March 17, 2003, “Hedge Funds: Wall Street’s Secret Power Elite: Where the Money’s Really Made,” Fortune. Available at http://www.abnamroam.com/sg/whatsnew/wn1.htm Bank of New York, July 2004, “Restoring Broken Trust.” Banks’ Interactions with Highly Leveraged Institutions, Basle Committee on Banking Supervision, January 1999: Available at http:www.bis.org/publ/bcbs45.pdf Barreto, Susan, (2001), “Deutsche Bank Surveys Investors,” HEDGEWORLD, ww.hedgeworld.com/news/read_excite.cgi?storyfile=/sections/peop/peop606.html Bernstein Research Call, July 28,2004, “One Year Later, the Song Remains The Same.” Chenals, Emmanuel and Peters, Joanna, Fall 2003, “Institutional Investors’ Expectations as Catalyst to the Hedge Fund Industry,” ABNA Review. Committee On Banking, Housing, and Urban Affairs. Full Committee Hearing on the, July 2004, “Regulation of the Hedge Fund Industry,” United States Senate. Economist, Oct. 9, 2004, “Boom or Bust? Banks And Hedge Funds.” Edwards, Franklin, (Spring 1999), “Hedge Funds and the Collapse of Long-Term Capital Management,” Journal of Economics Perspective. Ernst and Young, 2004, “The regulation and distribution of hedge funds in Europe,--Changes and Challenges,” Eurohedge Magazine. Financial Stability Forum, 2000, “Report of the Working Group on Highly Leveraged Institutions.” Hanlon, P. Anthony, April 2002, “Proposals for Reform of Hedge Fund Regulation,” LLM Written Work Requirement, Harvard Law School. Hedge Fund Roundtable, May 14-15, 2003,United States Securities and Exchange Commission. Hennessee Group LLC, 2004, “10PthP Annual Manager Survey.” Hennessee Group LLC, July 15, 2004, “Committee on Banking, Housing, and Urban Affairs, Full Committee Hearing on the Regulation of the Hedge Fund Industry.” Hong Kong Securities and Futures Commission, 2002, “Consultation Conclusions on the Offering of Hedge Funds. Investment Company Institute, 2002, Mutual Fund Fact Book. Investment Company Institute, August 2004, “Trends in Mutual Fund Investing.” (available at http: //www.ici.org). Investment Trusts and Investment Companies, 1940, “Hearings on S. 3580 before a Kadlec, Daniel, October 4, 2004, “Will Hedge Funds Take a Dive?” Time. Kazemi, H., and T. Schneeweis, 2004, “Conditional Performance of Hedge Funds, CISDM Working Paper. Kilroys Solicitors, Retail Fund of Hedge Funds Now Available in Ireland (Mar. 2003) available at http://www.kilroys.ie/library/financial/retail_hedge_fund_ireland.htm. Knox, Lewis, “The Hedge Fund: Institutional Money is Swelling the Coffers of the World’s Largest Hedge Fund Managers.” Lacey, Donald. 2003, “Democratizing the Hedge Fund.” London Stock Exchange Statistics at HTUhttp://www.londonstockexchange.com/market/UTH. Malloy, Michael and Greenberg, Kenneth, (2004), “How the Purposed SEC Regulations Would Affect Hedge Fund Managers.” Markowitz, Harry, 1952, “Portfolio Selection,” Journal of Finance. Mearns, Alexander, June 2004, “Key Trends in Asian Hedge Funds,” Swiss Derivatives Review 25. Monetary Authority of Singapore, November 19-20, 2003, “Country Note: Singapore, Economic and Regulatory Situation,” 5PthP OECD Roundtable on Capital Market Reform in Asia. Pension Funds Seen Boosting Hedge-Fund Allocations, CBS MarketWatch. Pozen, Robert., 2002, “The Mutual Fund Business.” Regulatory Regime Work?” Journal of Law, Business & Finance. Roiter, Eric, “Investment Companies’ Use of OTC Derivatives: Does the Existing Sanford C. Bernstein & Co., May 19, 2003, “The Hedge Fund Industry—Products, Services, or Capabilities,” Bernstein Research Call. Scheneeweis, Thomas, January, 2004, “Frequently Asked Questions on Hedge Funds,” CISDM. Schulte, Roth & Zabel LLP, (2004), “The Schulte Roth & Zable LLP Guide to Understanding the Hedge Fund Manager Registration Rule and its Implicaitons.” SEC, December 2004, “Registration Under the Advisers Act of Certain Hedge Fund Advisers—Final Rule.” HTUwww.sec.gov/rules/final/ia-2333.htmUTH. SEC, September, 2003, “Implications of the Growth of Hedge Funds,” Staff Report to the United States Securities and Exchange Commission. Simmons and Simmons, (2002), “Oversight: Promotion of Hedge Funds in Hong Kong.” Singapore Handbook On Unit Trusts, (2001) App. 6. Singh Balwinder, 2002, “Singapore—Guidelines Set For Hedge Funds, Risk Center Asia.” Stone, Amey, August 6, 2004, “Hedge Funds Are Everyone’s Problem,” BUSINESSWEEK. Van Hedge Fund Advisers International, available at http://www.hedgefund.com/abouthfs/attributes/Leverage/leverage.htm Vickers, Marcia, July 21, 2003, “The Most Powerful Trader on Wall Street You’ve Never Heard of,” Business Week. | |
| dc.identifier.uri | http://tdr.lib.ntu.edu.tw/jspui/handle/123456789/38741 | - |
| dc.description.abstract | The hedge fund industry has experienced explosive growth for the last couple of years and the growth is not likely to abate soon. Discussions on how hedge funds should be regulated have been a hotly debated topic. This paper reviews the current state and benefits of the hedge fund industry, outlines the regulatory framework of hedge funds in US and Europe, and compares the regulatory regimes of retail hedge funds in Singapore, Hong Kong, Ireland, and the US. As a result, the paper presents a compromising regulatory approach toward hedge fund regulation | en |
| dc.description.provenance | Made available in DSpace on 2021-06-13T16:44:16Z (GMT). No. of bitstreams: 1 ntu-94-R92724096-1.pdf: 970354 bytes, checksum: c32a280beadd700490df6a0d1d181c03 (MD5) Previous issue date: 2005 | en |
| dc.description.tableofcontents | TU1 INTRODUCTIONUT 1
TU2 THE HEDGE FUND INDUSTRYUT 3 TU2-1. GENERAL OVERVIEWUT 3 TU2-2. GROWTH OF HEDGE FUNDSUT 8 TU2-3. BENEFITS OF HEDGE FUNDUT 10 TU2-4 COMPARING MUTUAL FUNDS AND HEDGE FUNDSUT 16 TU2-5 GROWTH IN HEDGE FUND FRAUDUT 21 TU2-6 BROADER EXPOSURE TO HEDGE FUNDSUT 22 TU3 REGULATORY FRAMEWORKUT 25 TU3-1. UNITED STATES－UNREGISTERED BUT NOT UNREGULATEDUT 25 TU3-2. UNITED STATES－NEW PROPOSALUT 41 TU3-3 EUROPEUT 55 TU4 REGULATORY COMPARISONS: RETAIL HEDGE FUNDUT 71 TU4-1 SINGAPOREUT 71 TU4-2 HONG KONGUT 74 TU4-3 IRELANDUT 79 TU4-4 UNITED STATESUT 81 TU4-5 SUMMARYUT 84 TU5 CONCLUSIONUT 85 TUREFERENCESUT 88 TUAPPENDIXUT 91 | |
| dc.language.iso | en | |
| dc.subject | 避險基金 | zh_TW |
| dc.subject | mutual funds | en |
| dc.subject | hedge funds regulation | en |
| dc.subject | retail hedge funds | en |
| dc.subject | regulatory framework | en |
| dc.subject | mutual funds regulation | en |
| dc.title | A Tactical Approach To Hedge Fund Regulation | en |
| dc.type | Thesis | |
| dc.date.schoolyear | 93-2 | |
| dc.description.degree | 碩士 | |
| dc.contributor.oralexamcommittee | 盧秋玲,陳家彬 | |
| dc.subject.keyword | 避險基金, | zh_TW |
| dc.subject.keyword | hedge funds regulation,retail hedge funds,regulatory framework,mutual funds regulation,mutual funds, | en |
| dc.relation.page | 97 | |
| dc.rights.note | 有償授權 | |
| dc.date.accepted | 2005-06-30 | |
| dc.contributor.author-college | 管理學院 | zh_TW |
| dc.contributor.author-dept | 國際企業學研究所 | zh_TW |
| 顯示於系所單位： | 國際企業學系 | |
文件中的檔案：
| 檔案 | 大小 | 格式 | |
|---|---|---|---|
| ntu-94-1.pdf 未授權公開取用 | 947.61 kB | Adobe PDF |
系統中的文件，除了特別指名其著作權條款之外，均受到著作權保護，並且保留所有的權利。