金融機構異地備援中心建置模式之研究

Abstract

摘要 經過911事件，金融機構對於如何建立營運不中斷之能力相當重視，本研究－金融機構異地備援中心建置之策略－乃針對此問題，提出欲達到營運不中斷的目的，首先要建置備援中心。 建置備援中心時應考量三個構面，第一個構面為地點，包括距離，地質與地勢以及環境等三個變項。第二個構面為建物，包括機房設備、建物安全性以及內部設備（辦公場所）等變項。第三個構面為電腦設備，包括電腦硬體、軟體、通信（網路）設備以及儲存設備等變項。 本研究的主體乃就此三個構面的十個變項製作問卷，就教於金融機構資訊管理人員，再將問卷結果分析，並佐以國內外個案，探討提出可供國內金融機構參考之備援中心建置模式並對金融主管機關提出建議。 本研究的貢獻在於建立金融機構備援中心建置之模式，可供未建置備援中心之金融機構參考，對已建置備援中心之金融機構亦可提供改進或是建置第二備援中心時的建議。

Abstract After 9/11, financial institutions paid much more attention to enhancing the ability of business continuity. My project has found that installing backup site can accomplish this objective. There are ten variables belonging to three elements in this reseach. The first element is the location, consisting of three variables of distance, geology and topography, as well as environment. The second element is the building, consisting of console room equipment, building security and office equipment. The third is computer installation, consisting of hardware, software, communication installations (Network) and storage equipment. The main part of this research is the questionnaire on the above-mentioned variables. Analysis of data follows the gathering of results from the questionnaire. This research comprises two case studies, too, one, the domestic financial institution, and the other, the Bank of New York in the U.S. The case study is the control study that allows us to certify that the variables in this research are correct. Results of these case studies will become the reference for banks in this country. From these results, we can make the proper recommendations and help formulate the proper guidelines for interested authorities.