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  1. NTU Theses and Dissertations Repository
  2. 法律學院
  3. 法律學系
請用此 Handle URI 來引用此文件: http://tdr.lib.ntu.edu.tw/jspui/handle/123456789/20971
完整後設資料紀錄
DC 欄位值語言
dc.contributor.advisor邵慶平
dc.contributor.authorChao-Yi Shihen
dc.contributor.author施昭邑zh_TW
dc.date.accessioned2021-06-08T03:13:08Z-
dc.date.copyright2017-02-17
dc.date.issued2017
dc.date.submitted2017-02-14
dc.identifier.citation一、中文文獻(依姓氏筆畫排列)
方金寶、吳志光(2002)。〈公司法修正要點〉,《理律法律雜誌雙月刊》,2002年1期,頁1-8。
方嘉麟(主編)(2016)。《閉鎖性股份有限公司逐條釋義》。台北:元照。
王仁宏(1986)。〈股東表決權拘束契約之實例研究〉,《台大學法學論叢》,15卷3期,頁185-205。
王仁宏(1992)。〈有限公司債權人與少數派股東之保護的現行法檢討及立法修正建議〉,《台大法學論叢》,21卷2期,頁253-276。
王仁宏(2002)。〈我對是次公司法修正之批判〉,《月旦法學雜誌》,80期,頁89-94。
王仁宏(2002)。《新修正公司法解析》。台北:元照。
王文宇(2002)。〈表決權契約與表決權信託〉,《法令月刊》,53卷2期,頁37-50。
王文宇(2003)。〈閉鎖性公司之立法政策與建議〉,《法令月刊》,54卷6期,頁57-65。
王文宇(2005)。〈技術股與勞務股〉,《月旦法學教室》,30 期,頁30-31。
王文宇(2012)。公司法與證券交易法的立法政策暨修法方向。公共政策與法律研究中心研究計畫期末報告,未出版。
王文宇(2013)。〈閉鎖性公司修法方向建議〉,《全國律師》,17期2卷,頁4-16。
王文宇(2016)。《公司法論》,5版。台北:元照。
王志誠(2004)。閉鎖性公司少數股東之保護。行政院國家科學委員會專題研究計畫成果報告,未出版。
王志誠(2005)。股東書面協議法制之研究。國科會研究計畫成果報告,未出版。
王志誠(2009),〈股東書面協議法制(下):公開化或閉鎖化之判定基準〉,《月旦法學雜誌》,175期,頁102-121。
立法院公報處(1979)。《立法院公報》,68卷78期。台北:立法院。
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行政院經濟建設委員會健全經社法規工作小組(編)(1988)。《股份有限公司與有限公司之分化立法問題》。台北:行政院經濟建設委員會健全經社法規工作小組。
行政院經濟建設委員會健全經社法規工作小組(編)(1991)。《歐洲公司法之研究》。台北:行政院經濟建設委員會。
季立剛(2006)。《民國商事立法研究》。上海:復旦大學。
林咏榮(1963)。《比較公司法》,修訂再版。台北:大中國。
林咏榮(1983)。〈公司法修正芻議〉,《法令月刊》,34卷1期,頁5-8。
林咏榮(1984)。《商事法新詮(上)》,修訂4版。台北:五南。
林明華(1983)。〈公司法「有限公司」之檢討〉,《法令月刊》,34卷2期,頁9-12。
林郁馨(2013)。閉鎖性公司法制之建構:以公司治理與少數股東全之保障為核心。行政院國家科學委員會專題研究計畫期末報告,未出版。
林國全(2002)。〈有限公司法制應修正方向之探討〉,《月旦法學雜誌》,90期,頁198-204。
邵慶平(2009)。〈規範競爭理論與公司證券法制的建構:兼論對台灣法制的可能啟示〉,《台大法學論叢》,38卷1期,頁1-59。
邵慶平(2015)。〈表決權拘束契約與累積投票制〉,《月旦民商法雜誌》,48期,頁103-114。
邵慶平(2015)。〈章程自治的界線:特別股類型限定的反省〉,《月旦法學雜誌》,247期,頁78-87。
邵慶平(2015)。虛擬世界發展法規調適先期研究計畫。公司法制委託研究,計畫期末報告,未出版。
邵慶平(2016)。閉鎖性公司與有限合夥:組織上差異。「閉鎖性公司與有限合夥之異同:創新新創事業之選擇研討會」發表之論文,台灣大學法律學院。
柯芳枝(1964)。〈論股份有限公司股東表決權之行使(下)〉,《法學叢刊》,9卷4期,頁74-92。
柯芳枝(1984)。《公司法論》。台北:三民。
洪秀芬(2002)。〈一人公司法制之探討〉, 收於:劉渝生(等著),《公司法修正議題論文集》,頁19-72。台北:神州。
香港公司註冊處(2014)。《新公司條例(第622章)概要》。載於:http://www.cr.gov.hk/sc/companies_ordinance/docs/NewCO_C622_HL_FullVersion-c.pdf 。
徐鴻安(1948)。〈有限公司法論〉,《法商論壇》,1卷3期,頁10-11。
國家發展委員會(2014)。創業拔萃方案(核定本)。載於:http://ws.ndc.gov.tw/001/administrator/23/ckfile/fb5b8904-a6a3-4536-a7e3-0d875ec7be83.pdf。
張心悌(2016)。〈閉鎖性股份有限公司特別股股東選舉董監事之權利〉,《月旦法學教室》,165期,頁22-24。
郭大維(2011)。〈論股東表決權拘束契約之效力:最高法院96年度台上字第134號民事判決〉,《月旦裁判時報》,10期,頁47-58。
郭岱君(2015)。《台灣經濟轉型的故事 : 從計劃經濟到市場經濟》。台北:聯經。
陳文智(2016)。〈從外資的觀點看閉鎖性公司法制〉,《萬國法律》,206期,頁110-118。
陳彥良(2016)。〈進行併購時閉鎖型股份有限公司之表決權信託〉,《月旦法學教室》,161期,頁21-23。
陳真(1992)。《中國近代工業史資料(卷三)》。北京:三聯。
陳肇鴻(2012)。《新加坡私人公司制度之現狀與展望》,載於:https://ink.library.smu.edu.sg/cgi/viewcontent.cgi?article=3069&context=sol_research。
陳鴻瑜(2011)。《新加坡史》。台北:台灣商務印書館。
陳麗娟(2008)。〈全球化公司治理法律制度研究—當大陸法遇到英美法:兩岸公司治理的危機與轉機〉,《中原財經法學》,20期,頁1-46。
曾育裕(1992),〈論「有限公司」之變革〉,《立法院院聞》,20卷6期,頁64。
曾宛如(2002)。〈有限公司〉,收於:賴源河(等著),《新修正公司法解析》,頁117-132。台北:元照。
曾宛如(2003)。〈股東與股東會:公司法未來修正之芻議〉,《月旦法學雜誌》,95期,頁110-122。
曾宛如(2009)。〈論公司法制賦予公司之自主與彈性:以英國2006年公司法為借鏡〉,收於:余雪明大法官榮退論文集編輯委員會(編),《余雪明大法官榮退論文集:企業與金融法制》,頁561-588。台北:元照。
黃川口(1993)。《公司法論》,7版。台北:自版。
黃榮源(2005)。〈歐洲聯盟的興起、發展與前景〉,《競爭力評論》,卷7,頁20-22。
黃銘傑(2002)。〈公司法七十二變:下一階段公司法修正方向之芻議〉,《月旦法學教室》,0期,頁91-100。
楊君仁(2000)。《有限公司股東退股與除名》。台北:神州。
經濟部(2015)。閉鎖性股份有限公司解析。載於:https://gcis.nat.gov.tw/ mainNew/matterAction.do?method=showFile&fileNo=t70357。
廖大穎(2008)。〈論人合性公司制度:從發展知識產業的組織結構觀之〉,《月旦法學雜誌》,160期,頁214-232。
廖大穎(2009)。《契約型商業組織之人合公司論:歐陸法系與英美法系的分歧與調和》,初版。台北:正典。
劉甲一(1977)。《商事法論》。台北:五南
劉連煜(1995)。〈累積投票制與應選董事人數之縮減〉,《法令月刊》,46卷1期,頁15-17。
劉連煜(2002)。〈新修正公司法之重要內容及評論〉,《台灣本土法學雜誌》,31期,頁169-178。
劉連煜(2012)。《現代公司法》,8版。台北:新學林。
劉連煜(2015)。〈台灣閉鎖性公司之立法與相關問題研究〉,《台灣法學雜誌》,282期,頁1-18。
蔡昌憲(2003)。〈中小企業之股份轉讓限制:兼論公司章程之性質〉,《法令月刊》,54卷7期,頁40-53。
蔡昌憲(2009)。〈法域競爭之運作內涵:從公司設立登記地競爭到美國沙賓法引發之跨國上市競爭〉,《臺北大學法學論叢》,75期,頁117-174。,
賴英照(1984)。〈中國公司立法之回顧與前瞻〉,《臺大法學論叢》,13卷2期,頁190-230。
賴源河(1978)。〈閉鎖性公司之法制度〉,《中興法學》,13期,頁113-134。
賴源河(1982)。《公司法問題研究(一):閉鎖性公司之法制度》,初版。台北:自版。
賴源河(2002)。〈從法規鬆綁與公司監控論公司法之修正方向〉,《月旦法學雜誌》,80期,頁86-88。
謝易宏(2005)。〈論技術作價與資本法治〉,《月旦民商法雜誌》,10 期,頁25-39。
韓名銅(1967)。《公司法論》。台北:三民。
魏淑君(2009)。《近代中國公司法史論》。上海:上海社會科學院。
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二、英文文獻(依作者姓名字母排序)
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dc.identifier.urihttp://tdr.lib.ntu.edu.tw/jspui/handle/123456789/20971-
dc.description.abstract有鑒於我國公司法對於股份有限公司與有限公司組織設有過於嚴苛之強制性與管制規範,而侷限商業實務運行且與企業需求不符,2015年6月15遂三讀通過公司法修正案,新增以提供新創公司與中小企業彈性股權結構安排與契約自由之「閉鎖性股份有限公司」專章。立法理由敘明參考英國、香港、新加坡私人公司與美國封閉型公司制度,定義我國閉鎖性股份有限公司乃係指股東人數不超過五十人,並於章程定有股份轉讓限制之非公開發行股票公司。然而股東人數限制之規定可能減損當初公司法改革的預期效益與目標,為了論證此項限制於我國閉鎖性股份有限公司制度下欠缺合適性,本文乃欲探究最初股東人數限制規定之法制發展背景,並深入分析英國、香港、新加坡私人公司制度與美國封閉型公司制度自十九世紀中之立法背景、以股東人數限制作為定義公司組織之原則源起、與其後之立法發展與實務運作情況;另考量我國有限公司亦曾設有股東人數上限之規定,故同時探究其立法背景與修法緣由。
綜觀比較法上私人公司與封閉型公司之發展,及我國有限公司規定演進過程,可了解均與我國本次新增閉鎖性股份有限公司專章之改革目標與立法背景全然不同,而欠缺直接移植外國法規範之基礎。為能達成公司法修法目的與改革效益,避免無益的限制規定造成弊大於利之窘境,本文認為五十人之人數限制應予以廢除或放寬。
zh_TW
dc.description.abstractThe current Company Act imposes regulatory and mandatory provisions on both company limited by shares and the limited company, which indeed puts bounds on entrepreneurs’ and investors’ schemes. Therefore, an amendment to Company Act passed on June 15, 2015, that established a new category of company, called “close company”, aiming to provide start-up companies and small to medium sized businesses with flexibility of dealing with equity arrangement and business operations. The government takes reference from the laws and mechanisms of the UK and the US in regard to closely-held company to define a close company -- a non-public company of no more than 50 shareholders, with the articles of incorporation imposing restrictions on transfer of its shares.
However, the limitation of the shareholders may impair the benefit of the reform of company act in Taiwan. In order to challenge the applicability of definition with close company in Taiwan, the thesis aimed to provide a comprehensive overview from the trace of history, by exploring the historical development of the definition to limiting a company whose shareholders should not exceed a stated number.
This paper would explore the rise of private company and close corporation before nineteenth century, the emergence of the principle of defining these business entities with the limitation of number of shareholders, the historical development of principle itself, and the business practical acceptance for the principle, in different legal regions including the United Kingdom, United States, Hong Kong, and Singapore. In addition, this thesis would also explore the historical development for limited company in Taiwan, owing to the Company Act once defined the limited company by limiting the number of the shareholders.
After the presentation for both the development and the treatment for various prototypes, this thesis draws the conclusion that the legislative purpose, the company act, the historical development are different from the legislation of close company in Taiwan. This paper does not favor defining the close company with the limitation of fifty shareholders. Instead, this would suggests that, to achieve the purpose of reform of Company Act and prevent new law from creating some problems weighing against the benefits gained by the amendment to Company Act, the mandatory regulation should be released.
en
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Previous issue date: 2017
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dc.description.tableofcontents簡  目
第一章 緒論 1
第一節 研究動機與目的 1
第二節 研究範圍 2
第三節 研究方法 4
第四節 研究架構 5
第二章 Private Company制度 7
第一節 前言 7
第二節 英國法制 7
第三節 香港法制 43
第四節 新加坡法制 55
第三章 美國Close Corporation制度 67
第一節 制度緣起與立法背景 67
第二節 制度介紹與發展 93
第三節 股東人數限制規定之發展 103
第四章 我國商業組織法制探討與閉鎖性股份有限公司制度之反省 117
第一節 前言 117
第二節 有限公司制度 118
第三節 閉鎖性股份有限公司制度 134
第五章 結論 171
參考文獻 179
dc.language.isozh-TW
dc.subject封閉型公司zh_TW
dc.subject閉鎖性股份有限公司zh_TW
dc.subject股東人數限制zh_TW
dc.subject有限公司zh_TW
dc.subject公司法zh_TW
dc.subject私人公司zh_TW
dc.subjectLimitation of the Number of Shareholdersen
dc.subjectClose Corporationen
dc.subjectPrivate Companyen
dc.subjectCompany Acten
dc.subjectClose Companyen
dc.subjectLimited Companyen
dc.title商業組織與股東人數限制之研究-對我國閉鎖性股份有限公司法制之反思zh_TW
dc.titleThe Study on Business Entities and Limiting the Number of Shareholders: Reflection Regulation on Close Company in Taiwanen
dc.typeThesis
dc.date.schoolyear105-1
dc.description.degree碩士
dc.contributor.oralexamcommittee陳肇鴻,蔡英欣
dc.subject.keyword閉鎖性股份有限公司,股東人數限制,有限公司,公司法,私人公司,封閉型公司,zh_TW
dc.subject.keywordClose Company,Limitation of the Number of Shareholders,Limited Company,Company Act,Private Company,Close Corporation,en
dc.relation.page187
dc.identifier.doi10.6342/NTU201700372
dc.rights.note未授權
dc.date.accepted2017-02-14
dc.contributor.author-college法律學院zh_TW
dc.contributor.author-dept法律學研究所zh_TW
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