請用此 Handle URI 來引用此文件：
http://tdr.lib.ntu.edu.tw/jspui/handle/123456789/97850完整後設資料紀錄
| DC 欄位 | 值 | 語言 |
|---|---|---|
| dc.contributor.advisor | 陳肇鴻 | zh_TW |
| dc.contributor.advisor | Chao-hung Chen | en |
| dc.contributor.author | 陳昀瑋 | zh_TW |
| dc.contributor.author | Yun-Wei Chen | en |
| dc.date.accessioned | 2025-07-18T16:09:43Z | - |
| dc.date.available | 2025-07-19 | - |
| dc.date.copyright | 2025-07-18 | - |
| dc.date.issued | 2025 | - |
| dc.date.submitted | 2025-07-10 | - |
| dc.identifier.citation | 一、 中文文獻
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Appellate Body Report, United States — Measures Affecting the Cross-Border Supply of Gambling and Betting Services, WTO Doc. WT/DS285/AB/R (adopted April 20, 2005). Appellate Body Report, United States — Standards for Reformulated and Conventional Gasoline, WTO Doc. WT/DS2/AB/R (adopted May 20, 1996). Panel Report, Argentina — Measures Relating to Trade in Goods and Services, WTO Doc. WT/DS453/R (adopted May 9, 2016). Panel Report, China — Certain Measures Affecting Electronic Payment Services, WTO Doc. WT/DS413/R (adopted August 31, 2012). Panel Report, European Communities — Trade Description of Sardines, WTO Doc. WT/DS231/R (adopted Oct. 23, 2002). Panel Report, United States — Measures Affecting the Cross-Border Supply of Gambling and Betting Services, WTO Doc. WT/DS285/R (adopted April 20, 2005). 2. 國際仲裁案例 Chemtura Corporation v. Government of Canada (formerly Crompton Corporation v. Government of Canada), UNCITRAL, Award (n50) (August 2, 2010). Eco Oro Minerals Corp v. Republic of Colombia, ICSID Case No. ARB/16/41, Decision on Jurisdiction, Liability and Directions on Quantum (September 9, 2021). Emilio Agustín Maffezini v. The Kingdom of Spain, ICSID Case No. ARB/97/7, Award (November 13, 2000). Factory at Chorzów (Germany v. Poland), Judgment, 1928 Permanent Cout of International Justice (ser. A) No. 17 (September 13). Methanex Corp. v. United States, Final Award of the Tribunal on Jurisdiction and Merits (NAFTA Ch.11 Arbitration Tribunal 2005), 44 I.L.M. 1345 (2005). Occidental Exploration and Production Company v. The Republic of Ecuador, LCIA Case No. UN3467 (2004). Parkerings-Compagniet AS v. Republic of Lithuania, ICSID Case No. ARB/05/8, Award (September 11, 2007). Philip Morris Brands Sàrl, Philip Morris Products S.A. & Abal Hermanos S.A. v. Oriental Republic of Uruguay, ICSID Case No. ARB/10/7, Award (n 75) (July 8, 2016). S.D. Myers, Inc. v. Canada, Partial Award, 40 I.L.M. 1408 (2001). Saluka Investments B.V. v. 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| dc.identifier.uri | http://tdr.lib.ntu.edu.tw/jspui/handle/123456789/97850 | - |
| dc.description.abstract | 面對全球氣候變遷與能源轉型壓力，綠色產業成為各國發展重點。我國離岸風電作為低碳轉型的關鍵產業，卻在融資面臨重大挑戰，顯示現行制度對資金引導效果有限。
本論文以離岸風電專案融資為切入點，探討在氣候治理推動下，如何透過制度變革促進資金流向綠色產業，實現低碳經濟轉型。研究採文獻分析法，建構「市場推力」與「監理阻力」雙軌架構，交叉分析永續金融、審慎監理與國際經貿法間的制度互動。 研究發現，氣候治理的興起與《赤道原則》等永續金融倡議雖提供市場推力，實務上卻因《巴塞爾資本協定》等審慎監理規範並未納入氣候風險，導致銀行融資決策受限，也造成本國銀行參與離岸風電不足、外商銀行主導的現象。 為突破制度困境，本文主張推動「綠色審慎監理」，將氣候因素納入風險評估與資本要求中，又為確保確實解決規範衝突之問題，本論文提出「標準化」的建議，以國際金融法統合各國實踐，並嘗試結合國際貿易法與國際投資法中的例外條款與標準引入機制，強化綠色審慎監理之措施正當性與實踐一致性。本文提供一個制度轉型的新視角，助力實現綠色金融與永續發展目標的雙重平衡。 | zh_TW |
| dc.description.abstract | Offshore wind power plays a key role in low-carbon transformation in Taiwan, yet it faces persistent financing challenges. These barriers reveal the limited capacity of current financial regulations to effectively channel capital into green industries.
This thesis examines project financing of offshore wind through the lens of climate governance, aiming to identify institutional reforms that can mobilize capital toward sustainable development. Adopting a dual-track analytical framework of “market forces” and “regulatory resistance,” the research analyzes the interaction between sustainable finance, prudential regulation, and international economic law. Findings suggest that while voluntary initiatives such as the Equator Principles offer important market incentives, their impact is constrained by traditional prudential rules—especially the Basel Accords—which overlook climate risks. This misalignment restricts domestic banks' participation and allows foreign banks to dominate Taiwan’s offshore wind financing landscape. To address this gap, the study proposes the development of “green prudential regulation” by integrating climate risk into capital requirements. Besides the reform of international finance law, it further argues that international trade and investment law—through exception clauses and evolving standard-setting practices—can legitimize and reinforce this regulatory transition. This research offers a new institutional perspective to align financial stability with sustainability goals. | en |
| dc.description.provenance | Submitted by admin ntu (admin@lib.ntu.edu.tw) on 2025-07-18T16:09:43Z No. of bitstreams: 0 | en |
| dc.description.provenance | Made available in DSpace on 2025-07-18T16:09:43Z (GMT). No. of bitstreams: 0 | en |
| dc.description.tableofcontents | 謝 辭 i
摘 要 ii ABSTRACT iii 簡 目 iv 詳 目 vii 圖 次 xiii 表 次 xiii 第壹章 緒論：氣候治理與綠色產業融資 1 第一節 研究動機與目的：離岸風電開發與銀行融資 1 第一項 能源轉型與離岸風電 1 第二項 離岸風電資金需求與銀行融資角色 3 第三項 我國離岸風電之融資現狀與困境 5 第二節 研究方法、對象與限制 8 第一項 銀行氣候治理 8 第二項 永續金融倡議與審慎監理：市場推力與監理阻力的雙軌架構 11 第三項 國際經貿法：綠色審慎監理的保護與標準強化 13 第三節 研究架構 15 第貳章 融資推力：能源轉型、氣候治理與永續金融倡議 17 第一節 離岸風電資金需求、專案融資與氣候治理之推力 17 第一項 離岸風電之成本解構與資金需求 17 第二項 離岸風電融資之常見形式：專案融資 19 第一款 專案融資之定義 20 第二款 專案融資之優勢與產業實踐 22 第三項 銀行氣候治理實踐與永續金融倡議 25 第一款 銀行氣候治理之正當性 25 第二款 銀行之氣候治理形式 27 第二節 永續金融倡議：赤道原則與氣候治理規範實踐 30 第一項 永續金融倡議：背景與概述 30 第二項 赤道原則 31 第一款 赤道原則概述 32 第二款 赤道原則之適用範圍 33 第三款 赤道原則之分類與要求 34 第四款 赤道原則之運作 38 第五款 赤道原則之效用及影響 40 第三項 其他永續金融倡議概述 41 第一款 責任銀行原則 41 第二款 波賽頓原則 43 第三節 國際永續金融倡議於我國之推動與挑戰 46 第一項 赤道原則與我國銀行承作專案融資之法令遵循 46 第二項 永續金融倡議於我國推動之成效與隱憂 49 第四節 小結：離岸風電融資困境與國際標準間之衝突 55 第參章 融資阻力：審慎監理的價值衝突及綠色化 57 第一節 金融穩定、審慎監理與巴賽爾資本協定 57 第一項 巴塞爾資本協定概述 59 第一款 最低資本要求 60 第二款 監理性審查程序 60 第三款 市場紀律 61 第二項 巴賽爾資本協定於我國之法制化 62 第三項 離岸風電專案融資之信用風險與審慎監理規範 63 第一款 最低資本要求與離岸風電專案融資 63 第一目、專案融資之風險 64 第二目、離岸風電專案融資之風險權數評定 65 第三目、外部信用評等眼中之離岸風電專案融資風險 69 第二款 監理性審查程序與離岸風電專案融資 72 第三款 比較與小結 74 第二節 金融穩定與永續發展：規範落差、衝突與調和 76 第一項 審慎監理於銀行融資之影響 76 第二項 審慎監理與永續金融之規範衝突 78 第一款 缺席於審慎監理的永續因素 78 第二款 審慎監理與永續金融之規範落差與衝突 80 第三項 審慎監理之綠色化嘗試 82 第一款 綠色總體審慎政策 83 第二款 最低資本要求之綠色化倡議 84 第一目、綠色支持因素與棕色懲罰因素 85 第二目、其他最低資本要求之綠色化嘗試 87 第三款 其他綠色總體審慎政策 88 第一目、差異化存款準備金要求 88 第二目、逆循環資本緩衝要求 88 第三目、產業槓桿比率要求 89 第四目、流動性比率要求 89 第四款 綠色總體審慎政策之各國實踐：監理性審查程序與市場紀律 89 第一目、巴塞爾銀行監理委員會之實踐 90 第二目、各國實踐 91 第四項 具體落實建議：漸進式的綠色審慎監理 93 第三節 審慎監理的綠色化陰影：各國分歧與擴權疑慮 95 第一項 各國審慎監理綠色化之路線分歧 95 第二項 綠色金融政策與金融監理機關職權擴大之疑慮 101 第四節 小結：綠色審慎監理標準化與國際金融法之角色 103 第肆章 綠色審慎標準之承認與強化： 國際經貿法的角色與功能 106 第一節 國際經貿法與綠色審慎監理：框架彈性、基礎與功能 106 第一項 氣候治理與審慎監理綠色化的國際合作必要 106 第二項 國際經貿法的介入基礎與制度橋接 107 第一款 國際經貿法的介入基礎 108 第二款 國際經貿法的橋接與框架彈性 109 第三項 國際經貿法的雙重角色：消極保護與積極促進 110 第一款 國際經貿法的消極保護功能 111 第二款 國際經貿法的積極促進功能 112 第二節 國際貿易法下綠色審慎監理之正當性分析 114 第一項 服務貿易總協定之義務違反可能 114 第一款 最惠國待遇與國民待遇 115 第二款 市場進入 118 第二項 金融服務審慎例外之適用 120 第一款 金融服務審慎例外概述 121 第二款 規範框架：關聯性要求與反規避條款 122 第一目、關聯性要求 122 第二目、反規避條款 123 第三款 審慎例外對綠色審慎監理之肯認 124 第三項 服務貿易總協定一般例外之適用 125 第一款 一般例外概述 126 第二款 一般例外對綠色審慎監理之適用 127 第一目、綠色審慎監理之暫時正當性分析 127 第二目、綠色審慎監理之前言要件分析 129 第三節 國際貿易法強化綠色審慎標準之可能性 130 第一項 金融服務附件與國際標準 131 第二項 服務貿易總協定與國際標準 133 第一款 同類判斷與國際標準之引入 133 第二款 國內規章認許與國際標準之考量 134 第三項 區域貿易協定推進國際標準的實踐與啟示 137 第一款 區域貿易協定之審慎例外規範修改 137 第二款 區域貿易協定審慎例外條款特殊規範與國際標準 139 第一目、最惠國待遇與國民待遇之加入 139 第二目、國際標準及最佳實踐 140 第四項 技術性貿易障礙協定調和國際標準之啟示 142 第一款 技術性貿易障礙協定與國際標準之遵循 143 第一目、「相關國際標準」之解釋 143 第二目、「以相關國際標準為基礎」之解釋 145 第三目、「有效或適當達成合法目的」之解釋 145 第二款 技術性貿易障礙與服務業國內規章之規範實踐 146 第四節 國際投資法下綠色審慎監理的正當性與標準強化 149 第一項 國際投資法對綠色審慎監理的正當化分析 149 第一款 最惠國待遇與國民待遇 150 第一目、同類情形 150 第二目、合理基礎 151 第三目、主觀意圖之考量 152 第二款 公平與公正待遇原則 152 第一目、正當合理期待與政策變動 153 第二目、仲裁庭的判斷標準與因應 153 第三款 間接徵收 154 第四款 保護傘條款 156 第二項 國際投資法對綠色審慎監理之促進分析：企業社會責任條款 157 第一款 企業社會責任條款之發展脈絡 157 第二款 企業社會責任條款之特徵、實踐與比較 159 第一目、標題與概念定義 159 第二目、條款涵蓋之議題範圍 160 第三目、對締約方之拘束力分析 161 第三款 企業社會責任條款與國際標準強化 162 第五節 小結：國際經貿法於審慎監理綠色化中的角色與可能 164 第伍章 結論：重思氣候治理、金融與國際經貿之互動 167 參考文獻 169 | - |
| dc.language.iso | zh_TW | - |
| dc.subject | 離岸風電 | zh_TW |
| dc.subject | 投資與環境 | zh_TW |
| dc.subject | 貿易與金融 | zh_TW |
| dc.subject | 巴塞爾資本協定 | zh_TW |
| dc.subject | 赤道原則 | zh_TW |
| dc.subject | 綠色審慎監理 | zh_TW |
| dc.subject | 離岸風電 | zh_TW |
| dc.subject | 氣候治理 | zh_TW |
| dc.subject | 投資與環境 | zh_TW |
| dc.subject | 貿易與金融 | zh_TW |
| dc.subject | 巴塞爾資本協定 | zh_TW |
| dc.subject | 赤道原則 | zh_TW |
| dc.subject | 綠色審慎監理 | zh_TW |
| dc.subject | 氣候治理 | zh_TW |
| dc.subject | investment and environment | en |
| dc.subject | climate governance | en |
| dc.subject | offshore wind power | en |
| dc.subject | green prudential regulation | en |
| dc.subject | Equator Principles | en |
| dc.subject | Basel Accords | en |
| dc.subject | trade and finance | en |
| dc.subject | investment and environment | en |
| dc.subject | climate governance | en |
| dc.subject | offshore wind power | en |
| dc.subject | green prudential regulation | en |
| dc.subject | Equator Principles | en |
| dc.subject | Basel Accords | en |
| dc.subject | trade and finance | en |
| dc.title | 重思氣候治理、金融與國際經貿之互動：以促進綠色產業專案融資為例 | zh_TW |
| dc.title | Rethinking the Interaction Between Climate Governance, Finance and International Economics: A Sample of Project Finance for Green Industry | en |
| dc.type | Thesis | - |
| dc.date.schoolyear | 113-2 | - |
| dc.description.degree | 碩士 | - |
| dc.contributor.oralexamcommittee | 謝笠天;羅懋緯 | zh_TW |
| dc.contributor.oralexamcommittee | Pasha L. Hsieh;Mao-wei Lo | en |
| dc.subject.keyword | 氣候治理,離岸風電,綠色審慎監理,赤道原則,巴塞爾資本協定,貿易與金融,投資與環境, | zh_TW |
| dc.subject.keyword | climate governance,offshore wind power,green prudential regulation,Equator Principles,Basel Accords,trade and finance,investment and environment, | en |
| dc.relation.page | 194 | - |
| dc.identifier.doi | 10.6342/NTU202501562 | - |
| dc.rights.note | 同意授權(限校園內公開) | - |
| dc.date.accepted | 2025-07-14 | - |
| dc.contributor.author-college | 法律學院 | - |
| dc.contributor.author-dept | 法律學系 | - |
| dc.date.embargo-lift | 2025-07-19 | - |
| 顯示於系所單位： | 法律學系 | |
文件中的檔案：
| 檔案 | 大小 | 格式 | |
|---|---|---|---|
| ntu-113-2.pdf 授權僅限NTU校內IP使用（校園外請利用VPN校外連線服務） | 7.07 MB | Adobe PDF |
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