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| DC 欄位 | 值 | 語言 |
|---|---|---|
| dc.contributor.advisor | 吳學良 教授(Hsueh Liang, Wu),謝冠雄 教授(Edward Hsieh) | |
| dc.contributor.author | Oh-Young Park | en |
| dc.contributor.author | 朴梧映 | zh_TW |
| dc.date.accessioned | 2021-06-16T10:42:02Z | - |
| dc.date.available | 2013-08-17 | |
| dc.date.copyright | 2013-08-17 | |
| dc.date.issued | 2013 | |
| dc.date.submitted | 2013-08-13 | |
| dc.identifier.citation | Ben W. Heineman Jr., 2008, High Performance with High Integrity, Harvard Business Press, Boston, U.S.A., p.2
Michael C. Jensen, 2003, Paying People to Lie: the Truth about the Budgeting Process, European Financial Management (p.379-406), September, p.380 The Economist Intelligent Unit 2006, Bank compliance _ Controlling risk and improving effectiveness, p.4 Anthony Elson, 2011, Governing Global Finance, Palgrave Macmillan, p.1 Linda S. Goldberg, 2008, Understanding Banking Sector Globalization, the Federal Reserve Bank of New York, p.2 Christine Oliver, 1991, an article ‘Strategic Responses to Institutional Processes’ on Academy of Management Review, p.147 Table 1 Basel Committee on Banking Supervision, April 2005, “Compliance and the compliance function in banks” Paul Hilton, “Corporate State of Mind: Sarbanes-Oxley May Put Too Much Focus on Rules, Not Principles,” Rocky Mountain News (Denver, Colorado), August 14, 2004 George A. Aragon, 2010, Financial Ethics, Oxford University Press, p.23 John R. Boatright, 2008, Ethics in Finance 2nd edition, Blackwell Publishing, p.4 Anthony Elson, 2011, Governing Global Finance, Palgrave Macmillan, p.9 Philipp Hildebrand, Is Basel Ⅱ enough? The Benefits of a Leverage Ratio, Speech at the London School of Economics, London, 15 December 2008, www.lse.ac.uk Imad A. Moosa, 2010, The Myth of Too Big to Fail, Palgrave Macmillan, p.85 2011 Annual Report, Federal Reserve Bank of Dallas, p.6 Imad A. Moosa, 2010, The Myth of Too Big to Fail, Palgrave Macmillan, p.54 Ponzi scheme is a swindle offering unusually high returns, with early investors paid off with money from later investors. David Teather, Bernard Madoff receives maximum 150 year sentence, The Guardian, 30 June 2009 Philip Aldrick, Barclays: how the Libor scandal unfolded, The Telegraph, 27 June 2012 Daniel Fisher, Here's What's In The $25 Billion Mortgage Settlement, Forbes, 09 Feb 2012 Dawn Kopecki, David McLaughlin and Lorraine Woellert, U.S. Mortgage Servicers in $25B Settlement, Bloomberg, 10 Feb. 2012 Jill Treanor, HSBC money-laundering fine: key players, The Guardian, 14 December 2012 Agustino Fontevecchia, HSBC Helped Terrorists, Iran, Mexican Drug Cartels Launder Money, Senate Report Says, Forbes, 16 July 2012 Robert Yin, Case Study Research: Design and Methods, 2009, p.2 Lawrence A. Beer, 2010, ‘A Strategic and Tactical Approach to Global Business Ethics’, Business Expert Press, New York, U.S.A., preface Katharina Wulf, 2012, Ethics and Compliance Programs in Multinational Organizations,Springer Gabler, Wiesbaden, Germany, p.18 Company introduction on Ethisphere website, http://ethisphere.com/about/ Jacquelyn Smith, The World's Most Ethical Companies, Forbes, 06 Mar. 2013 United Nations Global Compact, http://www.unglobalcompact.org/ OECD Guidelines for Multinational Enterprises, www.oecd.org Katharina Wulf, Ethics and compliance programs in multinational organizations [electronic resource], Wiesbaden : GablerVerlag, 2012, p.18 Alexander Davidson, 2009, How the Global Financial Markets Really Work, Kogan Page, London, United Kingdom, p.129 Rabobank website FAQ, https://www.rabobank.com/en/faq/rabobank_group_information.html Ikujiro Nonaka, Ryoko Toyama, and Toru Hirata, 2008, Managing flow: a process theory of the knowledge-based firm, Palgrave Macmillan, New York, p.19 Curtis C. Verschoor, 2005, “To Blow the Whistle or Not Is a Tough Decision”, Strategic Finance, October 2005, p.21-22 Imad A. Moosa, 2010, The Myth of Too Big to Fail, Palgrave Macmillan, p.19 Alice Darnell Lattal, Ralph W. Clark, 2006, A Good Day’s Work _ sustaining ethical behavior and business ethics, McGraw-Hill, p.11 Monica A. Zimmerman, Gerald J. Zeitz, Beyond Survival: Achieving New Venture Growth by Building Legitimacy, The Academy of Management Review, Vol. 27, No. 3, Jul., 2002, p414-431 | |
| dc.identifier.uri | http://tdr.lib.ntu.edu.tw/jspui/handle/123456789/61024 | - |
| dc.description.abstract | In the highly competitive global banking industry, we have faced ceaseless financial scandals for the last few decades. Above all things, the Global Financial Crisis from 2007 to 2009 raised multiple questions regarding the moral hazard of the industry. And the fundamental reason of the misconduct started from pursuing performance regardless of means.
Therefore this thesis aimed to research the relationship between the ethics practice and business performance by the comparison study of the world’s top banks. The research factors of the Ethics Practice include the codes analysis, the number of scandals, and the amounts paid for violations and settlements. Also the factors of the Business Performance include ROE, revenue growth rate, and the stock performance. We hope this study can contribute to the major players in the industry to reconsider their methods of driving performance. | en |
| dc.description.provenance | Made available in DSpace on 2021-06-16T10:42:02Z (GMT). No. of bitstreams: 1 ntu-102-R00749044-1.pdf: 2562886 bytes, checksum: 5bfd632ffa394b3641a7ee46066f7181 (MD5) Previous issue date: 2013 | en |
| dc.description.tableofcontents | Acknowledgement………………………………………………………………………………………………………ⅰ
Abstract…………………………………………………………………………………………………………………………ⅱ Contents…………………………………………………………………………………………………………………………ⅲ List of Figures………………………………………………………………………………………………………ⅴ List of Tables…………………………………………………………………………………………………………ⅵ Chapter 1. INTRODUCTION…………………………………………………………………………………1 1.1 Background and Motivation of the Study………………………………1 1.2 Research Goal…………………………………………………………………………………………………2 1.3 The Structure of the Study………………………………………………………………3 Chapter 2. LITERATURE REVIEW……………………………………………………………………5 2.1 Globalization and Financial Institutions…………………………5 2.2 The Meaning of Compliance and the Significance of Ethical Compliance………………………………………………………………………………………………7 2.3 Ethics in Financial Industry………………………………………………………10 2.4 The Global Financial Crisis and Subsequent Banking Scandals………………………………………………………………………………………………………………………12 Chapter 3. THE RESEARCH METHOD AND SAMPLES……………………………19 3.1 Case-based Qualitative Research and the Components of the Study……………………………………………………………………………………………………………………19 3.2 Ethisphere and The World Most Ethical Companies……22 3.3 The World’s Biggest Banks and The World’s Most Ethical Banks……………………………………………………………………………………………………………………………25 Chapter 4. THE ETHICS AND PERFORMANCE………………………………………28 4.1 The Factors of the Code Assessment……………………………………28 4.2 The Analysis of the Code of the Banks……………………………32 4.3 Scandals, Violations, and the Payments…………………………43 4.4 ROE, Revenue Growth, and the Stock Performance……51 Chapter 5. CONCLUSION…………………………………………………………………………………59 5.1 The Research Conclusion and Suggestions………………………59 5.2 Ethical Integrity for Building Legitimacy………64 5.3 Limitations and Future Research Needs…………………67 REFERENCES………………………………………………………………………………………………………………69 | |
| dc.language.iso | en | |
| dc.subject | 企業道德實踐 | zh_TW |
| dc.subject | 跨國銀行 | zh_TW |
| dc.subject | 經營績效 | zh_TW |
| dc.subject | Ethics practice | en |
| dc.subject | Multinational bank | en |
| dc.subject | Financial institution | en |
| dc.subject | Business performance | en |
| dc.title | 跨國銀行之企業道德實踐與經營績效之比較研究 | zh_TW |
| dc.title | Ethics Practice and Business Performance
_ Comparison Study of the World’s Biggest Banks and the World’s Most Ethical Banks | en |
| dc.type | Thesis | |
| dc.date.schoolyear | 101-2 | |
| dc.description.degree | 碩士 | |
| dc.contributor.oralexamcommittee | 柯承恩 教授(Chen-En Ko),鮑慧文 教授(Huei-Wen Pao) | |
| dc.subject.keyword | 企業道德實踐,跨國銀行,經營績效, | zh_TW |
| dc.subject.keyword | Ethics practice,Multinational bank,Financial institution,Business performance, | en |
| dc.relation.page | 70 | |
| dc.rights.note | 有償授權 | |
| dc.date.accepted | 2013-08-13 | |
| dc.contributor.author-college | 管理學院 | zh_TW |
| dc.contributor.author-dept | 企業管理碩士專班 | zh_TW |
| 顯示於系所單位： | 管理學院企業管理專班(Global MBA) | |
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|---|---|---|---|
| ntu-102-1.pdf 未授權公開取用 | 2.5 MB | Adobe PDF |
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