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標題: | 證券、期貨交易所暨周邊單位整合之法制與效率 The Regulation and Efficiency for the Integration of Taiwan’s Securities, Futures Exchange and Other Peripheral Organizations |
作者: | Chin-De Chen 陳金德 |
指導教授: | 李存修 |
關鍵字: | 交易所整併,交易所經營效率,交易所法制比較, Exchange integration,Exchange efficiency,Exchang regulation comparasion, |
出版年 : | 2007 |
學位: | 碩士 |
摘要: | 網際網路浪潮興起,加速打破國界的藩籬,各國交易所面臨之競爭程度,前所未見;放眼全球,自從1998年美國NASDAQ宣布與AMEX交易所合併後,世界各主要資本市場如:紐約交易所(NYSE)、倫敦交易所、泛歐交易所(EURONEXT)、以及新加坡、香港、韓國等亞洲主要交易所亦相繼宣布並完成交易所合併的行動。
本研究從國外交易所合併的經驗出發,羅列各國交易所合併之作法、法規、制度面之配合方式,佐以交易所整併效率面的考量,並據以提出本研究對交易所整併法律面的探討。 隨著先進國家金融法制化的進程,我國亦逐漸認知到金融法制建設的重要性,現台灣已進入WTO,更應思索與國際市場相互接軌之機制,加強跨國、跨市場合作。配合我國企業購併法、金融六法之修訂與將來「金融服務法」的建制,本研究後半從交易所整併之角度,提出修法建議,以促進我國證券期貨之國際化與自由化,進一步提升國家競爭力。 Since NASDAQ announced its merger with AMEX in 1998, all the major exchanges of the world followed immediately. For example, NYSE, London Exchange, Euronext, Singapore, Hong Kong and Korean exchanges, among others, had declared and completed their consolidation. This study starts from the demutualization or merger experiences of other countries. Through their experiences, we investigate their institutional arrangements and examine efficiency improvement after the consolidation. Some suggestions are proposed toward the consolidation plan of Taiwan exchanges from legal perspectives. Now that Taiwan had been a member of WTO, it is essential for Taiwan to improve its legal environment, consistent with international conventions and to enhance cooperation across markets and/or nations. The last part of this study also proposes a few suggestions regarding the upcoming “Financial Service Industry Act”. |
URI: | http://tdr.lib.ntu.edu.tw/jspui/handle/123456789/25460 |
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顯示於系所單位: | 商學組 |
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